HomeMy WebLinkAbout99-154 - Resolutions RESOLUTION NO. 99-154
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
RANCHO CUCAMONGA ADOPTING A STATEMENT OF GOALS
AND POLICIES FOR THE USE OF THE MELLO-ROOS
COMMUNITY FACILITIES ACT OF 1982
RECITALS:
WHEREAS, the City Council (the "City Council"') of the City of Rancho Cucamonga,
California (the "City") proposes to undertake proceedings pursuant to the Mello-Roos Community
Facilities Act of 198.2, as amended, commencing with Section 53311 of the California Government
Code (the "Act"), to form a community facilities district; and
WHEREAS, the Act provides that the City Council may initiate proceedings to
establish a community facilities district pursuant to the Act only if it has first considered and
adopted local goals and policies concerning the use of the Act.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF RANCHO
CUCAMONGA DOES HEREBY RESOLVE, DETERMINE AND ORDER AS FOLLOWS:
SECTION 1. The City Council adopts the Statement of Goals and Policies
for the Use of The Mello-Roos Community Facilities Act of
t982, substantially in the form attached hereto, marked
"Exhibit A," with such revisions, amendments and
completions as shall be approved by the City Manager.
PASSED, APPROVED, AND ADOPTED this 21st day of July, 1999.
AYES: Alexander, Biane, Curatalo Dutton, Williams
NOES: None
ABSENT: None
ABSTAINED: None
William J. Mayor
IIII
Resolution No. 99-154
Page 2
ATTEST:
Debra J. CMC, City Clerk
I, DEBRA J. ADAMS, CITY CLERK of the City of Rancho Cucamonga, California,
do hereby certify that the foregoing Resolution was duly passed, approved and adopted by the City
Council of the City of Rancho Cucamonga, California, at a regular meeting of said City Council held
on the 21st day of July, 1999.
Executed this 22"~ day of July, 1999, at Rancho Cucamonga, California.
Debra J. CMC, City Clerk
Resolution No. 99-154
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EXHIBIT A
STATEMENT OF GOALS AND
POLICIES FOR THE USE OF THE
MELLO-ROOS COMMUNITY
FACILITIES ACT OF 1982
Resolution No. 99-154
Page 4
TABLE OF CONTENTS
SECTION PAGE
I. INTRODUCTION ............................................... 1
II. DEFINITIONS ................................................. 1
Ill. ELIGIBLE PUBLIC FACILITIES AND PRIORITIES .................... 1
IV. CREDIT QUALITY REQUIRED OF BOND ISSUES .................... 2
V, DISCLOSURE REQUIREMENTS ................................... 2
Vl. EQUITY OF TAX ALLOCATION FORMULAS .......................... 2
VII. APPRAISALS ................................................. 3
VIII. EXCEPTIONS TO THESE POLICIES ................................ 5
Resolution No. 99-154
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STATEMENT OF GOALS ,AND POLICIES, FOR THE USE
OF THE MELLO-ROOS COMMUNITY FACILITIES ACT OF 1982
I. INTRODUCTION
The City of Rancho Cucamonga (the "City") has developed the following Goals and Policies on debt
financing as guidelines to assist concerned parties in following the City's approach to community
facilities district debt financing. It is the City's 9oal to support projects which address a public need
and provide a public benefit. Proposed projects requesting community facility district debt financing
will be evaluated to determine if such financing is financially viable and in the best interest of the
City and current and future City and project residents. These Goals and Policies are designed to
comply with Section 53312.7 of the Government Code.
The City will consider applications requesting the formation of community facilities districts and the
issuance of bonds to finance eligible public facilities pursuant to the Mello-Roos Community
Facilities Act of 1982, as amended. The City reserves the right to request any additional reports,
information or studies reasonably necessary in evaluating these applications.
All City and any consultant costs incurred in evaluating applications requesting the establishment
of community facility districts will be paid by the applicant(s) by advance deposit increments. The
City shall not incur any non-reimbursable expense for processing such applications. Expenses not
chargeable to the district shall be borne by the applicant.
II. DEFINITIONS
"Bonds"' means bonds authorized and issued under the Act.
"City" means the City of Rancho Cucamonga.
"District" means a Community Facilities District formed under the Act.
"Public Facilities" means improvements authorized to be constructed or
acquired under the Act.
"Value" or "Fair Market Value" means the amount of cash or its equivalent
which property would bring if exposed for sale in the open market under conditions
in which neither buyer nor seller could take advantage of a difficulty of the other and
both have knowledge o,f all of the uses and purposes to which the property is
adapted and for which it is capable of being used and of the enforceable restrictions
upon us,gs ;red purposes.
Resolution No. 99-154
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Ill. ELIGIBLE PUBLIC FACILITIES AND PRIORITIES
The improvements eligible to be financed must be owned by a public agency or public utility, and
must have a useful life of at least five (5) years. In any event, no Bonds shall be issued with a
maturity date greater than the useful life of the facilities or improvements being financed. The
development proposed within the District must be consistent with the City's general plan and must
have received any required zoning or specific plan approvals.
The list of public facilities eligible to be financed by a District include, but are not
limited to, the following:
· :,L. ocal Park, recreation, parkway and open-space facilities
,:, Libraries
· :.Child care facilities
~ Other governmental facilities
~ Police & Fire Facilities
In general, none of these types of facilities will have priority over the others; however, the City has
final determination as to any facility's eligibility for financing, as well as the prioritization of facilities
to be included within a District.
IV. CREDIT C~UALITY REQUIRED OF BOND ISSUES
In evaluating a proposed Bond issuance, the City will require that the City's independent financial
consultant review and report on the financial feasibility of the project to be financed. It is important
to the City to minimize the possibility of default.
Credit enhancements may be required by the City either to improve the credit worthiness of the
proposed financing or to insure that the debt service requirements of the proposed debt issue are
met in a timely manner.
The City will examine carefully the primary sources of payment of the Bonds as well as the provider
of any required credit facility and the form that the credit facility will take. The rating of the provider,
as well as the provider's capitalization, are of principal concern, and a reduction in either during the
term of the credit facility to a level unacceptable to the City may require that an alternate credit
facility be secured from an acceptable provider. The City reserves the right, in its sole discretion,
to determine the acceptability of both the credit facility and its provider.
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_V. DISCLOSURE REQUIREMENTS
(1) The Act requires that certain disclosure certificates regarding the
existence of a District and the special tax obligation be provided
to those individuals purchasing property within the District. The
City will require that the statutorily prescribed disclosure be
made to the initial purchaser of property within a District, and it
will make available the information necessary to complete the
disclosure certificate required for secondary transfers.
(2) The City shall use all reasonable means to ensure compliance
with applicable federal securities laws in connection with the
issuance of Bonds and the provision of annual information
regarding any District established by the City with respect to
which Bonds have been issued, including requiring any
developer whose development is material to the Bond issue to
transmit appropriate information to the City or its designee for
disclosure to Bond investors.
Vl. EQUITY OF' TAX ALLOCATION FORMULAS
The rate and method of apportionment of the special tax must be both reasonable and equitable
in apportioning 'the costs of the public facilities to be financed to each of the parcels within the
boundaries of the proposed District.
The rate and method of apportionment of the special tax is to provide for the administrative
expenses of the proposed District, including, but not limited to, those expenses necessary for the
enrollment and collection of the special tax and Bond administration.
All property not otherwise exempted by the Act from taxation shall be subject to the special tax.
The rate and method of apportionment may provide for exemptions to be extended to parcels that
arE; to be dedicated at a future date to publi;c entities, held by a home owner's association, or
designated open space.
The annual special tax levy on each residential parcel developed to its final land use shall be
approximately equal each year, except that a variation for administrative expenses will be allowed.
The City will allow an annual escalation factor on parcels within a District.
The maximurn annual special tax, together with ad valorem property taxes, special assessments
or taxes for an overlapping financing district, or' any other charges, taxes, or fees payable from and
secured by the property, including potential charges, taxes, or fees relating to authorized but
unissued debt of public entities other than the City, in relation to the expected assessed value of
each parcel upon completion of the private improvements to the parcel is of great importance to
the City in ev.alL~,ating the proposed financing.
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The objective of the, City is to limit the "overlapping" debt burden on any parcel to two percent (2%)
of the expected assessed value of the parcel upon completion of the improvements. In evaluating
whether this objective can be met, the City will consider the aggregate public service needs for the
proposed project. It will consider what public improvements the applicant is proposing to be
financed in relation to these aggregate needs and decide what is an appropriate amount to make
available in public financing to the identified public improvements.
This evaluation will be based in part on information obtained from other taxing entities that have
jurisdiction to impose a levy on the affected parcels.
The total maximum annual special taxes that can be collected from taxable property in a District,
taking into account any potential changes in land use or development density or rate, and less all
projected administrative expenses, must be equal to at least one hundred ten percent (110%) of
the gross annual debt service on any Bonds issued by or on behalf of the District in each year that
said Bonds will remain outstanding.
The rate and method of apportionment of the special tax may include a provision for a backup tax
to protect against any changes in development that would result in insufficient special tax revenues
to meet the debt service requirements of the District. Such backup tax shall be structured in such
a manner that it shall not violate any provisions of the Act regarding cross-cotlateralization
limitations for residential properties.
A formula to provide for the prepayment of the speciat tax may be provided;
however, neither the City nor the District shall be obligated to pay for the cost of determining the
prepayment amount which is to be paid by the applicant.
VI__L APPRAISALS (If Required)
A. Definition of Appraisal. An appraisal is a written statement
independently and impartially prepared by a qualified appraiser setting
forth an opinion of defined value of an adequately described property as
of a specific date, supported by the presentation and analysis of relevant
market information.
B. Standards of Appraisal. The format and level of documentation for an
appraisal depend on the complexity of the appraisal problem. A detailed
appraisal shall be prepared for complex appraisal problems. A detailed
appraisal shall reflect nationally recognized appraisal standards,
including, to the extent appropriate, the Uniform Appraisal Standards for
Federal Land Acquisition. An appraisal must contain sufficient
documentation, including valuation data and the appraiser's analysis of
the data, to support his or her opinion of value. At a minimum, the
appraisal shall contain the following items:
1. The purpose and/or the function of the appraisal, a definition of
the estate being appraised, and a statement of the assumptions
and limiting conditions affecting the appraisal.
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2. An adequate description of the physical characteristics of the
property bein9 appraised, location, zoning, present use, an
analysis of the highest and best use.
3. All relevant and reliable approaches to value consistent with
commonly accepted professional appraisal practices. If a
discounted cash, flow analysis is used, it should be supported
with at least one other valuation method such as a market
approach using sales that are at the same stage of land
development. If more than one approach is utilized, there shall
be an analysis and reconciliation of approaches to value that are
sufficient to support the appraiser's opinion of value.
4. A description of cornparable sales, including a description of all
relevant physical, legal, and economic factors such as parties to
the transaction, source, and method of financing, and verification
by a party involved in the transaction.
5. A statement of the value of the real property.
6. The effective date of valuation, date of appraisal, signature, and
certification of the appraiser.
C. Conflict of Interest. No appraiser or' review appraiser shall have any
interest direct or indirect ir~ the real property being appraised for the
Agency that would in any way conflict with the preparation or review of
the appraisal Compensation for making an appraiisal shall not be based
on the amount of the valuation.
D..District Appraisal Premises. The valuation of proposed Districts
should be based on three premises:
1. Raw Land Value (Premise No. 1). The total land within the
project is valued "as is"
a. With any existing infrastructure.
b. Without proposed infrastructure being financed.
c. With ex:isting parcel configuration.
d. Considering planned densities allowed by the specific
plan of the project.
This is a typical type of land valuation.
2. Project Build Out Value (Premise No. 2). The total land within
the project is valuec~ under proiected conditions:
a. With proposed infrastructure being financed
completely.
b. At the planned densities allowed by the specific plan.
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c. Land development is at the stage of being marketed
to merchant builders or tentative tract maps ready to
be filed.
This is a projected value based on project plans predicated on
market conditions continuing as projected.
3. Bulk Land Value (Premise No. 3). The total land within the
project is valued under projected conditions:
a. With proposed infrastructure being financed
completely.
b. With existing parcel configuration.
c. Considering planned densities allowed by the specific
plan of the project.
This premise should consider a discounted or "quick sale"
valuation considering time, costs, and the possibility of a per unit
value based on the total size of the project.
VIII. EXCEPTIONS TO THESE POLICIES
The City may find in limited and exceptional instances that a waiver to any of the above stated
policies is reasonable given identified special City benefits to be derived from such waiver. Such
waivers are granted only by action of the City Council based upon specific public purpose or health
and safety findings,,