HomeMy WebLinkAbout97-092 - ResolutionsRESOLUTION NO. 97-092
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
RANCHO CUCAMONGA, CALIFORNIA, AUTHORIZING
ISSUANCE OF BONDS, APPROVING FORM OF BOND
INDENTURE, BOND PURCHASE AGREEMENT, PRELIMINARY
OFFICIAL STATEMENT, AND DISCLOSURE AGREEMENTS FOR
ASSESSMENT DISTRICT NO. 93-1 (MASI PLAZA)
WHEREAS, the City Council of the City of Rancho Cucamonga, California, is
conducting proceedings for the acquisition of certain public improvements in a special assessment
district pursuant to the terms and provisions of the "Municipal Improvement Act of 1913," being
Division 12 of the Streets and Highways Code of the State of California, said special assessment
district known and designated as Assessment District No. 93-1 (Masi Plaza) hereinafter referred
to as the "Assessment District," and
WHEREAS, this legislative body has previously declared in its Resolution of
Intention to issue bonds to finance the acquisition of said improvements, said bonds to issue
pursuant to the terms and provisions of the "Improvement Bond Act of 1915," being Division 10 of
said Code; and
WHEREAS, at this time this legislative body is desirous to set forth the general
terms and conditions relating to the authorization of the issuance and sale and subsequent
administration of said bonds; and
WHEREAS, there has been presented for consideration by this legislative body the
form of the following document:
Bond indenture by and between the City and First Trust of California,
as fiscal agent, setting forth the terms and conditions relating to the
issuance and administration of the bonds (the "Bond Indenture");
Bond purchase agreement authorizing the sale of to Stone &
Youngberg LLC, the designated underwriter (the "Bond Purchase
Agreement");
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Preliminary Official Statement containing original disclosure
information pertaining to the Assessment District and the bonds,
including terms and conditions thereof (the "Preliminary Official
Statement");
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Page 2
Continuing disclosure agreement by and between the City and First
Trust of California, as dissemination agent, and developer disclosure
agreement by and between Masi Commerce Center Partners and
First Trust of California, as dissemination agent (collectively, the
"Disclosure Agreements"); and
WHEREAS, this legislative body hereby further determines that the unpaid
assessments shall be specifically in the amount as shown and set forth in the Certificate of Paid
and Unpaid Assessments as certified by and on file with the Treasurer, and for particulars as to the
amount of said unpaid assessments, said Certificate and list shall control and govern.
NOW, THEREFORE, the City Council of the City of Rancho Cucamonga does
hereby resolve as follows:
SECTION 1: The above recitals are true and correct.
SECTION 2: This legislative body authorizes the issuance of limited obligation
improvement bonds in an aggregate principal amount not to exceed the aggregate
principal amount of the unpaid assessments pursuant to the terms and provisions
of the "improvement Bond Act of 1915," being Division 10 of the Streets and
Highways Code of the State of California, and also pursuant to the specific terms
and conditions as set forth in the Bond Indenture presented herein.
SECTION 3: The Bond Indenture is approved substantially in the form presented
herein. The City Manager is hereby authorized and directed for and on behalf of the
City to execute the Bond indenture with such additions thereto or changes therein
as may be approved by the City Manager, subject to the review of the City Attorney
and Bond Counsel, such approval by the City Manager to be conclusively evidenced
by the execution and delivery thereof. A copy of said Bond Indenture shall be kept
on file with the transcript of these proceedings and open for public inspection.
SECTION 4: The Bond Purchase Agreement as submitted by Stone & Youngberg
LLC, the designated underwriter, is hereby approved substantially in the form
presented herein. The City Manager is hereby authorized and directed for and on
behalf of the City to evidence the City's acceptance of the terms and provisions of
the Bond Purchase Agreement in the form presented to the City Council at this
meeting, with such changes therein as are approved by the City Manager, subject
to the review and approval of the City Attorney, Bond Council and Disclosure
Counsel, such approval by the City Manager to be conclusively evidenced by the
execution and delivery thereof; provided, however, the City Manager shall execute
the Bond Purchase Agreement only if the aggregate principal amount of the bonds
is equal to the unpaid assessments within the Assessment District, the underwriter's
discount does not exceed 2.25 percent (2.25%) and the interest rate on the bonds
shall not exceed 7.25 percent (7.25%) per annum.
Resolution No. 97-092
Page 3
SECTION 5: The form of the Preliminary Official Statement is hereby approved
substantially in the form presented herein. The underwriter is authorized to
distribute copies of the Preliminary Official Statement to persons who may be
interested in the purchase of the bonds from the underwriter acting in such capacity.
Prior to the distribution of the Preliminary Official Statement, the City Manager of the
City is authorized, subject to the review of Disclosure Counsel, to approve changes
in the Preliminary Official Statement and to certify to the underwriter that the
Preliminary Official Statement is deemed final as of its date within the meaning of
Rule 15c2-12 of the Securities and Exchange Commission. The officers of the City
and their authorized representatives are, and each of them acting alone and with
the concurrence of Disclosure Counsel is, hereby authorized and directed for and
in the name of the City, to prepare or cause the preparation of a final official
statement (the "Official Statement") and execute such Official Statement with such
revisions from the Preliminary Official Statement as are reasonable and customary
to describe accurately the bonds and matters contained in the Bond Purchase
Agreement and the Bond Indenture. Such approval shall be evidenced by the
execution thereof. The underwriter is directed to distribute the Official Statement
to the purchasers of the bonds.
SECTION 6: The Continuing Disclosure Agreement indenture is approved
substantially in the form presented herein. The City Manager is hereby authorized
and directed for and on behalf of the City to execute the Continuing Disclosure
Agreement with such additions thereto or changes therein as may be approved by
the City Manager, subject to the review of the City Attorney and Disclosure Counsel,
such approval by the City Manager to be conclusively evidenced by the execution
and delivery thereof.
The Developer Disclosure Agreement is approved substantially in the form
presented herein. The City Manager, subject to the review of Disclosure Counsel,
is hereby authorized to consent to such changes in the Developer Disclosure
Agreement as are deemed appropriate.
SECTION 7: The Certificate of Paid and Unpaid Assessments, as certified by the
Treasurer, shall remain on file in that office and be open for public inspection for all
particulars as it relates to the amount of unpaid assessments to secure bonds for
this Assessment District.
SECTION 8: This legislative body does further specifically covenant for the benefit
of the bondholders to commence and prosecute to completion foreclosure actions
regarding delinquent installments of the assessments in the manner, within the time
limits and pursuant to the terms and conditions as set forth in the Bond Indenture
as submitted and approved through the adoption of the Resolution.
SECTION 9: All actions heretofore taken by the officers and agents of the City with
respect to the sale and issuance of the bonds are hereby approved, confirmed and
ratified, and the City Manager and any and all other officers of the City are hereby
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Page 4
authorized and directed, for and ion the name and on behalf of the City, to do any
and all things and take any and all actions relating to the execution and delivery of
any and all certificates, requisitions, agreements and other documents, which the
City Manager may deem necessary or advisable in order to consummate the lawful
issuance and delivery of the bonds in accordance with this Resolution.
PASSED, APPROVED, AND ADOPTED this 2nd day of July, 1997.
AYES: Alexander, Biane, Curatalo, Gutierrez, Williams
NOES: None
ABSENT: None
ABSTAINED: None
ATTEST:
D/~~bra j'~. Ad~s. eMaC/, C~,e~r?
I, DEBRA J. ADAMS, CITY CLERK of the City of Rancho Cucamonga, California, do hereby certify
that the foregoing Resolution was duly passed, approved, and adopted by the City Council of the
City of Rancho Cucamonga, California, at a regular meeting of said City Council held on the 2nd
day of July, 1997.
Executed this 7th day of July, 1997, at Rancho Cuca./~ga, California.
Debra J. A(lafns, CMC, City Clerk