HomeMy WebLinkAbout18-047 - Resolution RESOLUTION NO. 18-047
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
RANCHO CUCAMONGA, CALIFORNIA, COMMITTING TO THE
LEVEL OF FISCAL RESERVES FOR THE CITY OF RANCHO
CUCAMONGA
WHEREAS, the Rancho Cucamonga City Council desires to protect existing services,
and;
WHEREAS, the Rancho Cucamonga City Council desires to be prepared for
emergencies, and;
WHEREAS, the Rancho Cucamonga City Council desires to maintain good fiscal
management and fiscal structure to operate a municipal corporation, and;
WHEREAS, the Rancho Cucamonga City Council desires to maintain the financial
strength required to obtain beneficial bond ratings for the City;
NOW, THEREFORE, the City Council of the City of Rancho Cucamonga, California does
hereby resolve on this 21x1 day of June 2018 that the level of fiscal reserves maintained by the
City of Rancho Cucamonga as of fiscal year end are committed to the goals as outlined in the
City's Fund Balance Policy, attached to this resolution as Exhibit A.
Resolution No. 18-047 - Page 1 of 2
PASSED, APPROVED, AND ADOPTED this 21s'day of June, 2018.
L. Dennis Michae , Mayor
ATTEST:
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Jtf rice C. Reynolds, Clerk
STATE OF CALIFORNIA
COUNTY OF SAN BERNARDINO ) ss
CITY OF RANCHO CUCAMONGA )
I, Janice C. Reynolds, City Clerk of the City of Rancho Cucamonga,
do hereby certify that the foregoing Resolution was duly passed, approved, and adopted by
the City Council of the City of Rancho Cucamonga, at a Special Meeting of said Council held
on the 215tday of June 2018.
AYES: Alexander, Kennedy, Michael, Spagnolo, Williams
NOES: None
ABSENT: None
ABSTAINED: None
Executed this 22id day of June, 2018, at Rancho Cucamonga, California.
9),,pAcc‘ /61--17(141(14
Janice C. Reynolds, Clerk
Resolution No. 18-047 - Page 2 of 2
mCITY OF RANCHO CUCAMONGA
vert
•*1st
CITY OF RANCHO CUCAMONGA
RANCHO CUCAMONGA FIRE
PROTECTION DISTRICT
FUND BALANCE POLICY
POLICY NO.:
EFFECTIVE: June 15, 2011
REVISED: June 21, 2018
APPROVED:
PURPOSE
This Fund Balance Policy establishes the procedures for the reporting of unrestricted fund
balance in the City General Fund and Fire District financial statements. Certain commitments
and assignments of fund balance will help ensure that there will be adequate financial resources
to protect the City against unforeseen circumstances and events such as revenue shortfalls and
unanticipated expenditures. The policy also authorizes and directs the Finance Director to
prepare financial reports which accurately categorize fund balance as per Governmental
Accounting Standards Board (GASB) Statement No. 54, Fund Balance Reporting and
Governmental Fund Type Definitions.
GENERAL POLICY
Fund balance is essentially the difference between the assets and liabilities reported in a
governmental fund. There are five separate components of fund balance, each of which identifies
the extent to which the City/Fire District is bound to honor constraints on the specific purposes for
which amounts can be spent.
• Nonspendable fund balance (inherently nonspendable)
• Restricted fund balance (externally enforceable limitations on use)
• Committed fund balance (self-imposed limitations on use)
• Assigned fund balance (limitation resulting from intended use)
• Unassigned fund balance (residual net resources)
The first two components listed above are not addressed in this policy due to the nature of their
restrictions. An example of nonspendable fund balance is inventory. Restricted fund balance is
either imposed by law or constrained by grantors, contributors, or laws or regulations of other
governments. This policy is focused on financial reporting of unrestricted fund balance, or the
last three components listed above. These three components are further defined below.
Committed Fund Balance
The City Council (which also acts as the Board of Directors for the Rancho Cucamonga Fire
Protection District), as the City's highest level of decision-making authority, may commit fund
balance for specific purposes pursuant to constraints imposed by formal actions taken, such as
FUND BALANCE POLICY
PAGE 2 OF 4
an ordinance or resolution. These committed amounts cannot be used for any other purpose
unless the City Council/Fire Board removes or changes the specified use through the same type
of formal action taken to establish the commitment. City Council/Fire Board action to commit fund
balance needs to occur within the fiscal reporting period; however, the amount can be determined
subsequently.
• Changes in Economic Circumstances
The City's General Fund balance committed for changes in economic circumstances is
established at a goal of a nine month reserve, or 75% of the City General Fund operating
budget for the upcoming fiscal year. The Fire District's fund balance committed for
changes in economic circumstances is established at a goal of a nine month reserve, or
75% of the Fire District's operating budget for the upcoming fiscal year. The specific uses
of this commitment include: 1) the declaration of a state or federal state of emergency or
a local emergency as defined in Rancho Cucamonga Municipal Code Section 2.36.020;
or 2) a change in economic circumstances in a given fiscal year that results in revenues
to the City/Fire District being insufficient to cover expenditures for one or more fiscal years.
The City Council/Fire Board may, by the affirming vote of four members, change the
amount of this commitment and/or the specific uses of these monies.
• City Facilities Capital Repair
The City's General Fund balance committed for City facilities capital repair and property
acquisition is established at a minimum goal of 50% of capital assets value comprised of
construction in progress (excluding infrastructure), building improvements, and
improvements other than building for governmental activities.
• Fire District Facilities Capital Repair
The Fire District's fund balance committed for the Fire District facilities capital repair is
hereby committed to a minimum goal of 50% of capital assets value comprised of
construction in progress (excluding infrastructure), building improvements, and
improvements other than building for public safety-fire activities.
• Working Capital
The City's General Fund balance committed for Working Capital is established at a goal
of a minimum of 5% of the City's General Fund operating budget for the upcoming fiscal
year. The Fire District's fund balance committed for Working Capital is established at a
goal of a minimum of 50% of the District's operating budget for the upcoming fiscal year.
• Self-Insurance
The City's General Fund balance and the Fire District's fund balance committed for
payment of Worker's Compensation, General Liability, and Employment Practices Liability
claims is established at a minimum goal of eight times the City's and the District's total
yearly SIRs for all types of insurance coverage.
FUND BALANCE POLICY
PAGE 3 OF 4
• PASIS Worker's Compensation Tail Claims
The Fire District's fund balance committed for payment of outstanding Worker's
Compensation claims remaining after the District's withdrawal from PASIS is established
at a goal equal to the most recent fiscal year end Claims Cost Detail Report from the
District's third-party administrator plus 15%.
• Employee Leave Payouts
The City's General Fund balance and the Fire District's fund balance committed for
employee leave payouts as valued in accordance with the City's labor contracts as of the
last day of the fiscal year.
• Vehicle and Equipment Replacement
The Fire District's fund balance committed for the replacement of fire safety vehicles and
equipment as determined based on the District's replacement criteria is established at a
minimum goal of 50% of District vehicle and equipment replacement value.
• Law Enforcement
The City's General Fund balance committed for public safety purposes, including
operations, equipment, capital outlay, personnel, and booking fees. The funding goal for
this reserve is the equivalent of 100% of the most recently approved Schedule A from the
San Bernardino County Sheriff's Department.
Assigned Fund Balance
Amounts that are constrained by the City/Fire District's intent to be used for specific purposes,
but are neither restricted nor committed, should be reported as assigned fund balance. This policy
hereby delegates the authority to assign amounts to be used for specific purposes to the City
Manager and/or Finance Director for the purpose of reporting these amounts in the annual
financial statements. The following are a few non-exclusive examples of assigned fund balance.
• Economic and Community Development Special Services
The City's General Fund balance assigned for contracts, special services, or projects
associated with Economic and Community Development (ECD) special projects or ECD
initiatives/Council goals (such as economic strategy and Development Code contract
services) as well as a one year value of staffing costs for Planning, Building and Safety,
and Engineering (not including capital and project management).
FUND BALANCE POLICY
PAGE 4 OF 4
• Sphere of Influence Issues
Established to provide funds for a multi-year effort to analyze the physical constraints and
opportunities within the sphere area, provide required environmental analysis, and plan
for the eventual annexation of the remaining unincorporated areas within the City sphere
of influence. This reserve also provides for ancillary costs related to annexation of the
sphere area, including mitigation issues and legal challenges. Another area covered by
this reserve is the creation of a multi-species habitat conservation plan as well as
acquisition of habitat conservation land.
• Dispatch System Acquisition
The Fire District's fund balance committed to JPA membership for the District's current
dispatch system.
Unassigned Fund Balance
These are residual positive net resources of the General Fund and Fire District funds in excess
of what can properly be classified in one of the other four categories.
Fund Balance Classification
The accounting policies of the City/Fire District consider restricted fund balance to have been
spent first when an expenditure is incurred for purposes for which both restricted and unrestricted
fund balance is available. Similarly, when an expenditure is incurred for purposes for which
amounts in any of the unrestricted classifications of fund balance could be used, the City/Fire
District considers committed amounts to be reduced first, followed by assigned amounts and then
unassigned amounts.
This policy is in place to provide a measure of protection for the City/Fire District against
unforeseen circumstances and to comply with GASB Statement No. 54. No other policy or
procedure supersedes the authority and provisions of this policy.