HomeMy WebLinkAbout85-97 - ResolutionsRESOLUTION N0.85-97
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF RANCHO
CUCAMONGA, CALIFORNIA, AUTHORIZING AND PROVIDING FOR THE
ISSUANCE OF BONDS PURSUANT TO THE "IMPROVEI~ENT BOND ACT OF
191 5"
IaIEREAS, the City Council of the City of Rancho Cucamonga, California,
has heretofore undertaken proceedings pursuant to the '~unicipal Improvement
Act of 1913", being Division 12 of the Streets and Righways Code of the State
of California, and has confirmed assessments upon lands within a special
assessment district described in a Resolution of Intention previously adopted
for said improvements, said special assessment District known and designated as
ASSESSMENT DISTRICT NO. 84-2
(ALTA LOMA CHANNEL IMPROVEMENTS)
(hereinafter referred to as the '~ssessment District")i and
WHEREAS, said proceedings provided for the issuance of bonds pursuant
to the "Improvement Bond Act of 1915', being Division 10 of the Streets and
Highways Code of the State of California, and it is necessary to establish
terms and provisions of such issuance; and
WHEREAS, the final unpaid balance to assessment, as well as the
denomination and amounts to mature each year, cannot be determined until
following the 30-day cash collection period after the recordation of said
assessment; and
WHEREAS, there has now been presented for consideration by this
legislative body an Information for Bidders Document containing information
including but not limited to the Assessment District and the type of bonds,
including terms and conditions thereof.
NOH, THEREFORE, IT IS HEREBY RESOLVED AS FOLLOWS:
SECTION 1: That the above recitals are all true and correct.
SECTION 2: Unvaid Assessments. The Treasurer shall, immediately upon
the cempletion of the 30-day cash collection period, determine the assessments
which are unpaid and the aggregate amount thereof as authorized by Section 8621
of the Streets and Highways Code of the State of California.
SECTION 3: ReRistered Bonds. Said bonds shall be issuable only as
fully registered bonds in the denomination of $5,000, or any integral multiple
thereof, except for one bond maturing in the first year of maturity, which
shall include the amount by which the total issue exceeds the maximum integral
multiple of $5,000 contained therein.
SECTION 4: Date of Bonds. All of said bonds shall be dated the 2nd
day of May, 1985, and interest shall accrue from that date.
SECTION 5: Maturity and Denomination. The bonds shall be issued in
serial form with annual maturities on July 2nd of every year succeeding the
first ten (10) months after their date, until the whole is paid. The amount
maturing each year shall be such as to result in approximately equal annual
debt service during the term of the issue as reflected by the interest rate
and/or rates and principal amounts maturing in the respective years of
maturity, and the Treasurer or designated Registrar shall, immediately upon
completion of the cash collection period, prescribe the denominations of the
bonds, which shall be in convenient amounts, not necessarily equal, and shall
further provide for their issuance and delivery.
Resolution No. 85-97
Page 2
SECTlOB 6: Interest. Each bond shall be of a single maturity and
shall bear interest at the rate as set forth in the accepted bid proposal for
said bonds frc~n the interest payment date next preceding the date on which it
is authenticated and registered, unless said bond is authenticated and
registered as of an interest payment date, in which case it shall bear interest
from said interest payment date, or unless said bond is authenticated and
registered prior to the first interest payment date, in which case it shall
bear interest from its date, until payment of its principal stma has been
discharged.
SECTION 7: Place of Payment. The principal and interest on the bonds
shall be payable in lawful money of the United States of America at the office
of the Treasurer, or such paying agent as may be designated by Resolution of
the legislative body.
Principal and interest on said bonds shall be paid by check or draft
to the registered owner thereof at his address as it appears on the books of
registration, or at such address as may have been filed with the Treasurer for
that purpose, as of the 15th day immediately preceding said interest payment
date.
SECTION 8: Redemntion. This bond or a portion thereof if issued in a
denomination greater than $5,000, shall be subject to redemption and payment in
advance of maturity in increments of $5,000 as provided in Section 8768 of the
Streets and Highways Code, on the 2nd day of January or July in any year, by
giving the notice provided in said law to the registered owner thereof at his
address as it appears on the books of registration and by paying principal of
and accrued interest on such redeemed amount, together with a premium equal to
five percent (51) of the redeemed principal amount. If less than the entire
bond is redeemed, the unredeemed portion shall be reissued to the registered
owner thereof.
SECTION 9: Transfer of ReRistered Bonds. Any fully registered bond
may, in accordance with its terms, be transferred upon the books of
registration required to be kept pursuant to the provisions of Section 11 by
the owner in whose name it is registered, or by his duly authorized attorney or
legal representative, upon surrender of such fully registered bond for
registration of such transfer, accompanied by delivery of a written instrument
or transfer in a form approved by the Treasurer and by the owner of said bonds,
duly executed.
The Treasurer shall require the payment by the bondholder requesting
such transfer of any tax or other governmental charge required to be paid with
respect to such transfer and such charges as provided for in the system of
registration for registered debt obligations.
No transfer of fully registered bonds shall be required to be made
during the fifteen (15) days next preceding each interest payment date.
SECTION 10: Exchange of ReRistered Bonds. Fully registered bonds may
be exchanged at the office of the Treasurer, or designated transfer
agent/registrar, for a like aggregate principal amount of bonds of the same
series, interest rate and maturity, subject to the terms and conditions
provided in the system of registration for registered debt obligations,
including the payment of certain charges, if any, upon surrender and
cancellation of this bond. Upon such transfer and exchange, a new registered
bond or bonds of any authorized denomination or denominations of the same
maturity for the same aggregate principal amount will be issued to the
transferee in exchange therefor.
SECTION 11: Books of ReKistration. There shall be kept by the
Treasurer sufficient books for the registration and transfer of the bonds and,
upon presentation for such purpose, the Treasurer shall, under such reasonable
regulations as it may prescribe, register or transfer or cause to be registered
or transferred, on said register, bonds as hereinbefore provided.
Resolution No. 85-97
Page 3
SECTION 12: Execution of Bonds. The bonds shall be executed in
facsimile_ by the Treasurer and by the City Clerk, and the corporate seal shall
be imprinted in facsimile on the bonds. The bonds shall then be delivered to
the transfer agent and registrar, for authentication and registration. In case
an officer who shall have signed or attested to any of the bonds by facsimile
or otherwise shall cease to be such officer before the authentication, delivery
and issuance of the bonds, such bonds nevertheless may be authenticated,
delivered and issued, and upon such authentication, delivery and issue, shall
be as binding as though those who signed and attested the same had remained in
office.
SECTION 13: Authentication. Only such of the bonds as shall bear
thereon a certificate of authentication substantially in the form below,
manually executed by the transfer agent and registrar, shall be valid or
obligatory for any purpose or entitled to the benefits of this Resolution, and
such certificate of the transfer agent and registrar shall be conclusive
evidence that the bonds so authenticated have been duly executed, authenticated
and delivered hereunder, and are entitled to the benefits of this Resolution.
FORM OF CERTIFICATE OF AUTHENTICATION AND REGISTRATION
This bond has been authenticated and registered on
BANK OF AMERICA NT & SA
as Transfer Agent and Registrar
By:
SECTION 14: NeEotiabilitv. ReEistration and Transfer of Bonds. The
transfer of any bond may be registered only upon such books of registration
upon surrender thereof to the transfer agent and registrar, together with an
assignment duly executed by the owner or his attorney or legal representative,
in satisfactory form. Upon any such registration of transfer, a new bond or
bonds shall be authenticated and delivered in exchange for such bond, in the
name of the transferee, of any denomination or denominations authorized by this
Resolution, and in an aggregate principal amount equal to the principal amount
of such bond or principal amount of such bond or bonds so surrendered. In all
cases in which bonds shall be exchanged or transferred, the transfer agent and
registrar shall authenticate at the earliest practical time, bonds in
accordance with the provisions of this Resolution. All bonds surrendered in
such exchange or registration transfer shall forthwith be cancelled. The
legislative body may make a charge for every such exchange or registration of
transfer of bonds sufficient to reimburse it for any tax or other governmental
charge required to be paid with respect to such exchange or registration of
transfer. The transfer agent and registrar shall not be required to make such
exchange or registration of transfer of bonds during the fifteen (15) days
immediately preceding any January 2nd or July 2nd.
SECTION 15: Ownershin of Bonds. The person in whose name any bond
shall be registered shall be deemed and regarded as the absolute owner thereof
for all purposes, and payment of or on account of the principal and redemption
premium, if any, of any such bond, and the interest on any such bond, shall be
made only to or upon the order of the registered owner thereof or his legal
representative. all such payments shall be valid and effectual to satisfy and
discharge the liability upon such bond, including the redemption premium, if
any, and interest thereon, to the extent of the sum or sums so paid.
Resolution No. 85-97
Page 4
SECTION 16: Mutilated, Destroyed. Stolen or Lost Bonds. In case any
bond secured h~reby shall become mutilated or be destroyed, stolen or lost, the
legislative body shall cause to be executed and authenticated a new bond of
like date and tenor in exchange and substitution for and upon the cancellation
of such mutilated bond or in lieu of and in substitution for such bond
destroyed, stolen or lost, upon the owner's paying. the reasonable expenses and
charges in connection therewith, and, in the case of a bond destroyed, stolen
or lost, his filing with the legislative body of evidence satisfactory to it
and to the Treasurer thereof that such bond was destroyed, stolen or lost, and
of his ownership thereof, and furnishing the legislative body with indemnity
satisfactory to it.
SECTION 17: Cancellation of Bonds. All bonds paid or redeemed,
either at or before maturity, shall be cancelled upon the payment or redemption
of such bonds, and shall be delivered to the transfer agent and registrar when
such payment or redemption is made. All bonds cancelled under any of the
provisions of this Resolution shall be destroyed by the transfer agent and
registrar, which shall execute a certificate in duplicate describin~ the bonds
so destroyed, and shall retain said executed certificate in its permanent files
for the issue.
SECTION 18: Reserve Fund. The City hereby establishes and creates a
special Reserve Fund to provide available monies from which the City can
advance the amount of any delinquent installment on unpaid assessments levied
in these proceedings into the Redemption Fund as a loan. This Reserve Fund
shall not be funded in the bond issue, but shall be made available from lawful
funds of the City. This Reserve Fund shall be held and maintained as a
separate trust account, distinct from all other funds. The amount set aside as
available monies shall equal ten percent (10~) of the par amount of bonds
issued. For particulars as to the disposition and utilization of the special
Reserve Fund, reference is made to the Notice of Sale of Improvement Bonds
previously approved by this City for these proceedings. Upon the discharge of
all assessments and bonds, any monies as set aside in the special Reserve Fund
shall revert back to the City.
SECTION 19: Improvement Fund. The proceeds from the sale of the
bonds shall be placed in the fund hereby created, pursuant to Sections 10601
and 10424 of the California Streets and Highways Code, as amended, which shall
be called the '~mprovement Fund", and the monies in said Fund shall be used
only for the purposes authorized in said assessment proceedings. Any surplus
in the Improvement Fund after completion of the improvements shall remain in
the Improvement Fund for a period not less than two (2) years from the receipt
of bond proceeds as provided in Section 10427.1 of the California Streets and
Highways Code, and thereafter shall be utilized or distributed as determined by
the legislative body.
SECTION 20: Redemption Fund. Principal of and interest on said bonds
shall be paid out of the Redemption Fund created pursuant to Section 8671 of
the California Streets and Highways Code. Accrued interest paid by the
purchaser of the bonds, if any, shall be deposited in the Redemption Fund. In
all respects not recited herein, said bonds shall be governed by the provisions
of the "Improvement Bond Act of 1915", Division 10 of the California Streets
and Nighways Code, as amended.
SECTION 21: Covenant to Foreclose. The legislative body hereby
covenants that upon default of any assessment payment due, it will cause
foreclosure proceedings to be brought within one hundred fifty (150) days of
such default and thereafter diligently prosecute to completion such
proceedings.
SECTION 22: Order to Print and Authenticate Bonds. The Treasurer is
hereby instructed to cause bonds, as set forth above, to be printed, and to
proceed to cause said bonds to be authenticated and delivered to an authorized
representative of the purchaser, upon payment of the purchase price as set
forth in the accepted proposal for the sale of bonds.
Resolution No. 85-97
Page 5
SECTION 23: Arbitrage Certificate. On the basis of the facts,
estimates and circumstances now in existence and in existence on the date of
issue of [he bonds, as determined by the Treasurer, said Treasurer is hereby
authorized to certify that it is not expected that the proceeds of the issue
will be used in a manner that would cause such obligations to be arbitrage
bonds. Such certification shall be delivered to the purchaser together with
the bonds.
SECTION 24: Designation of Transfer A~ent. Paving A~ent and
Registrar. The Bank of America NT & SA is hereby designated transfer agent,
paying agent and registrar with respect to these proceedings and the bonds to
be issued.
SECTION 25: Information for Bidders Document. The Information for
Bidders Document, as prepared and submitted, is hereby approved and adopted,
and the execution and distribution is hereby authorized. A copy of said
Information for Bidders Document shall be kept on file with the transcript of
these proceedings and remain open for public inspection.
PASSED, APPROVED, and ADOPTED this 20th day of March, 1985.
ATTEST:
Beverly A. Authelet, City Clerk
I, BEVERLY A. AIITHELET, CITY CLERK of the City of Rancho Cucamonga, California,
do hereby certify that the foregoing Resolution, being Resolution No. 85-97,
was duly passed, approved, and adopted by the City Council, at a regular
meeting of said City Council held on the 20th day of March, 1985, and that the
same was passed and adopted by the following vote:
AYES: Wright, Buquet, Mikeis, Dahl
NOES: None
ABSENT: King
Executed this 21st day of March, 1985 at Rancho Cucamonga, California.
e Authelet, City Clerk